The 2026 User Accounts Entitlement Certification Period for CRAs is September 10 - November 9. During this period, a Certification Representative (CRep) for each organization must certify that accounts with access to CAT applications, data and tools are valid and users are entitled only to the entitlements (privileges) necessary to perform their current job responsibilities.
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FINRA’s User Accounts Certification Process for Super Account Administrators (SAAs) is scheduled for May 11, 2026 – September 11, 2026. During this period, SAAs for CAT Firms with one or more user and/or administrator accounts must certify that authorized users are only entitled to those privileges necessary to perform their job responsibilities on the FINRA Entitlement Platform or remove access if no longer required.
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The 2025 User Accounts Entitlement Certification Period for CRAs is September 8 - November 10. During this period, a Certification Representative (CRep) for each organization must certify that accounts with access to CAT applications, data and tools are valid and users are entitled only to the entitlements (privileges) necessary to perform their current job responsibilities.
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FINRA’s User Accounts Certification Process for Super Account Administrators (SAAs) is scheduled for April 14, 2025 – June 16, 2025. During this period, SAAs for CAT Firms with one or more user and/or administrator accounts must certify that authorized users are only entitled to those privileges necessary to perform their job responsibilities on the FINRA Entitlement Platform or remove access if no longer required.
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As previously communicated, Industry Members must complete an annual certification for Business Clock Synchronization by March 15th of each year.
A copy of the certification form is available
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