Latest Updates | CATNMSPLAN

09/25/2023
Reference Material
CAT Reporting Technical Specifications for Plan Participants v4.1.0-r20
09/22/2023
Event
Monthly CAT Update (September 21, 2023)
09/15/2023
Announcement
CAT Funding Model Approval
09/07/2023
Event
Monthly CAIS Industry Testing Checkpoint Call (September 6, 2023)
09/05/2023
Technical Specifications
TIDs Feedback Schema
09/05/2023
Technical Specifications
CAIS TIDS Feedback Schema
09/05/2023
Technical Specifications
CAIS Data Feedback Schema
09/05/2023
Technical Specifications
Reference Data File Feedback Schema
09/05/2023
Technical Specifications
TIDs Schema
09/05/2023
Technical Specifications
CAIS TIDS Schema
08/22/2023
Event
CAT CAIS Technical Specifications Working Group - August 22, 2023
08/17/2023
Event
Monthly CAT Update (August 17, 2023)
08/15/2023
Event
CAT Technical Specifications Working Group - August 15, 2023
08/10/2023
CAT Alert
CAT Alert 2021-02- Standards for Completing the Customer And Account Reporting Disclosure Form
08/08/2023
CAT Alert
CAT Alert 2021-04-Phase 2e: Transitioning from LTID Account Phase to Full CAIS Phase

« First
‹ Previous
…
20
21
22
23
24
25
26
27
28
…
Next ›
Last »

Need Help?

Reach out to the FINRA CAT Helpdesk by phone at 888-696-3348 or email at [email protected].