Latest Updates | CATNMSPLAN

05/03/2022
FAQ| Q. Customer and Account Information
Q60. If an Industry Member has received a “Not Held” order, which only gives the Industry Member discretion as to the price and time of execution of the order, must the Industry Member be identified as a CAT Customer on the related FDID Record in CAIS?
04/29/2022
Technical Specifications
CAT Reporting Technical Specifications for Plan Participants v4.1.0-r13
04/26/2022
Event
CAT Technical Specification Working Group - April 26, 2022
04/22/2022
Technical Specifications
CAT CAIS Industry Member Reporting Scenarios v2.3
04/21/2022
Event
CAIS Industry Testing Checkpoint Call (April 21, 2022)
04/21/2022
Event
Monthly CAT Update (April 20, 2022)
04/21/2022
Timeline Activity
Deadline to Request Production Readiness Certification for Full CAIS
04/12/2022
Event
CAT CAIS Technical Specification Working Group - April 12, 2022
04/11/2022
Basic page
CAT Financial and Operating Budget
04/08/2022
Technical Specifications
Customer & Account Technical Specifications for Industry Members v2.0 r8
04/08/2022
Event
CAIS Industry Testing Checkpoint Call (April 7, 2022)
04/07/2022
Event
CAT Funding
04/06/2022
Announcement
CAT LLC- 2022 Financial and Operating Budget
04/04/2022
Technical Specifications
CAT Reporting Technical Specifications for Plan Participants v4.1.0-r12
04/04/2022
FAQ| U. Allocations
U29. The TIDType field became effective on Transaction events on December 13, 2021 as an optional field and was retired effective March 25, 2022. As such, this FAQ regarding TIDType is retired. Please refer to Version 4.0.0 r13 of the Phase 2d Technical Specifications for more information.

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A. General
B. Reporting Requirements
C. Definitions
D. Order Receipt
E. Order Routing and Execution
F. Representative Orders
G. Manual Orders
H. ATS
I. Foreign Securities
J. OTC Equity Securities
K. Options
L. Equity Floor Brokers
M. Firm Designated ID
N. Third Party Reporting
O. Technical Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
R. Clock Synchronization
S. Security
T. Production Readiness Testing
U. Allocations
V. CAT Billing
W. Fee Dispute Resolution
All Topics

A. General
B. Reporting Requirements
C. Definitions
D. Order Receipt
E. Order Routing and Execution
F. Representative Orders
G. Manual Orders
H. ATS
I. Foreign Securities
J. OTC Equity Securities
K. Options
L. Equity Floor Brokers
M. Firm Designated ID
N. Third Party Reporting
O. Technical Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
R. Clock Synchronization
S. Security
T. Production Readiness Testing
U. Allocations
V. CAT Billing
W. Fee Dispute Resolution
All Topics