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03/21/2018
FAQ
| A. General
A17.
How many regulatory users are expected to access CAT Data?
03/21/2018
FAQ
| A. General
A14.
Will CAT tie the audit trail data to clearing data?
03/13/2018
FAQ
| B. Reporting Requirements
B6.
Are CAT Reporters required to report to the CAT quotes received via subscriptions to receive market data from market data vendors (such as exchanges or market data aggregators)?
02/28/2018
Event
Industry Update on the Consolidated Audit Trail (2/28/18)
02/13/2018
FAQ
| B. Reporting Requirements
B4.
Are CAT Reporters required to record and report information related to any securities other than NMS Securities and OTC Equity Securities to the CAT?
02/13/2018
FAQ
| G. Manual Orders
G1.
Is a CAT Reporter required to report two separate timestamps for Manual Order Events?
01/30/2018
Event
Industry Update on the Consolidated Audit Trail (1/30/18)
01/10/2018
Governance
SEC Approved CAT NMS Plan Amended Excluding Participant CAT Fees (1/10/2018)
12/19/2017
Event
Industry Update on the Consolidated Audit Trail (12/19/17)
12/11/2017
Governance
Amendment No. 4 to the SEC Approved CAT NMS Plan to include Participant CAT Fees (12/11/2017)
11/13/2017
Governance
Request for Exemptive Relief from Certain Provisions of the CAT NMS Plan
10/30/2017
Governance
SEC Approved CAT NMS Plan Amended to Include Participant CAT Fees (10/30/2017)
09/07/2017
Event
Industry Update on the Consolidated Audit Trail (9/7/17)
07/21/2017
Governance
SEC Approved CAT NMS Plan Amended to Include Participant CAT Fees (7/24/2017)
06/15/2017
Reference Material
Expansion Report
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