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V. CAT Billing

Displaying 31 - 40 of 55 results

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A. General

B. Reporting Requirements

C. Definitions

D. Order Receipt

E. Order Routing and Execution

F. Representative Orders

G. Manual Orders

H. ATS

I. Foreign Securities

J. OTC Equity Securities

K. Options

L. Equity Floor Brokers

M. Firm Designated ID

N. Third Party Reporting

O. Technical Requirements

P. Feedback and Error Correction

Q. Customer and Account Information

R. Clock Synchronization

S. Security

T. Production Readiness Testing

U. Allocations

V. CAT Billing

W. Fee Dispute Resolution

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01/12/2024
Technical Specifications
CAT Billing Scenarios v1.0

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V. CAT Billing
12/08/2023
Technical Specifications
CAT Technical Specifications for Billing Trade Details v1.0 r1

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V. CAT Billing
11/30/2023
Technical Specifications
CAT Technical Specifications for Billing Trade Details v1.0

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V. CAT Billing
11/08/2023
Event
Part 2: CAT Billing Webinar
- Part 2: CAT Billing Webinar - Presentation
Audio file

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V. CAT Billing
10/31/2023
FAQ
V13. What payment methods are available for paying the CAT invoice?

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V. CAT Billing
10/12/2023
FAQ
V20. How will a firm be notified that CAT invoices have been published?

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V. CAT Billing
10/12/2023
FAQ
V9. Will there be adjustments for trades that are cancelled or corrected?

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V. CAT Billing
10/12/2023
FAQ
V14. What should a firm do if payment was submitted but is not reflected on the CAT Reporter Portal?

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V. CAT Billing
10/12/2023
FAQ
V3. How is “CAT Executing Broker” defined for CAT billing purposes?

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V. CAT Billing
10/12/2023
FAQ
V19. What happens if a firm does not enter a billing contact in the CAT Contact Management System?

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V. CAT Billing

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