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Displaying 1291 - 1300 of 1647 results

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A. General

B. Reporting Requirements

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E. Order Routing and Execution

F. Representative Orders

G. Manual Orders

H. ATS

I. Foreign Securities

J. OTC Equity Securities

K. Options

L. Equity Floor Brokers

M. Firm Designated ID

N. Third Party Reporting

O. Technical Requirements

P. Feedback and Error Correction

Q. Customer and Account Information

R. Clock Synchronization

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09/11/2019
Event
Industry Webinar - Firm Designated ID (“FDID”) Follow-up (September 10, 2019)
- Firm Designated ID (“FDID”) Follow-up (September 10, 2019) - Presentation
Audio file

Topics

M. Firm Designated ID

U. Allocations
08/30/2019
Event
Industry Webinar - Options Deep Dive Follow Up Session (August 29, 2019)
- CAT Options Deep Dive Follow up - Presentation
Audio file

Topics

K. Options
08/30/2019
Event
Industry Webinar - CAT Connectivity (August 29, 2019)
- CAT Connectivity Overview
Audio file

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O. Technical Requirements
08/30/2019
Technical Specifications
Industry Member Technical Specifications (2a/2b) v2.2.1
08/30/2019
Technical Specifications
Industry Member Reporting Scenarios v2.3
08/29/2019
Event
Industry Webinar - CAT Error Correction Overview (August 27, 2019)
- CAT Error Corrections Overview 8/27/2019 - Presentation
Audio file

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P. Feedback and Error Correction
08/29/2019
Event
Industry Webinar - Security of CAT Data (August 28, 2019)
- CAT Security Approach Overview Presentation
Audio file

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S. Security
08/29/2019
Event
CAT Technical Specification Working Group Q&A - 8/29/2019
- CAT Technical Specifications Working Group Q&A 2019-08-29 - Presentation
Audio file

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B. Reporting Requirements

P. Feedback and Error Correction

T. Production Readiness Testing
08/29/2019
Governance
Notice of Filing of Amended CAT NMS Plan for Consolidated Audit Trail, LLC (08/29/2019)

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A. General
08/29/2019
Governance
Amended CAT NMS Plan for Consolidated Audit Trail, LLC (8/29/2019)

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A. General

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