Latest Updates | CATNMSPLAN

07/17/2020
FAQ| U. Allocations
U4. If the firmDesignatedID (FDID) in the New Order event (MENO) or New Option Order event (MONO) is not required to be the same as the firmDesignatedID in the Post-Trade Allocation event (MEPA) or Option Post-Trade Allocation event (MOPA), how will the events be linked?
07/17/2020
FAQ| B. Reporting Requirements
B46. This FAQ has been retired and archived. Please refer to FAQ U1.
07/17/2020
FAQ| B. Reporting Requirements
B46. The newOrderFDID field in the Post-Trade Allocation Event (MEPA) and Amended Allocation Event (MEAA) is described as “The FDID of the related New Order event, if available in the booking system.” What does “if available in the booking system” mean?
07/14/2020
Event
CAT Technical Specification Working Group Q&A - 7/14/20
07/14/2020
Event
Weekly Industry Testing Checkpoint Call (7/14/2020)
07/10/2020
Technical Specifications
CAT Reporting Technical Specifications for Plan Participants v3.2.0
07/10/2020
Event
CAT Customer and Account Reporting Requirements and CAIS Technical Specification Overview
07/08/2020
Event
Weekly Industry Testing Checkpoint Call (7/7/2020)
07/01/2020
FAQ| E. Order Routing and Execution
E3. BD A, an Industry Member CAT Reporter, receives a customer order for 10,000 shares and subsequently routes 2,000 shares of the order to Exchange A, another CAT Reporter. BD A’s trader or trading system subsequently modifies the price of the 2,000 share order routed to Exchange A. Is BD A required to report the modification of the 2,000 share order routed to Exchange A?
07/01/2020
Governance
Notice of Filing of Exemptive Request Letter Related to Certain Verbal Activity on and off Exchange Trading Floors
07/01/2020
FAQ| E. Order Routing and Execution
E8. How should the orderType on the Order Route Event be populated for orders routed as Stop or Stop Limit orders?
07/01/2020
FAQ| B. Reporting Requirements
B61. What are the CAT reporting requirements for Stop Stock orders?
07/01/2020
FAQ| E. Order Routing and Execution
E8. This FAQ has been retired and archived. Please refer to FAQ B57.
07/01/2020
FAQ| B. Reporting Requirements
B58. How should the orderType field be populated for orders that are not market orders, but are not received/originated or routed with a specific limit price?
07/01/2020
Event
Separation of Production and Test User Accounts

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