Latest Updates | CATNMSPLAN

07/01/2020
FAQ| E. Order Routing and Execution
E9. How should the orderType field be populated for orders that are not market orders, but are not received/originated or routed with a specific limit price?
07/01/2020
FAQ| E. Order Routing and Execution
E9. This FAQ has been retired and archived. Please refer to FAQ B58.
07/01/2020
FAQ| D. Order Receipt
D28. This FAQ has been retired and archived. Please refer to FAQ B58.
07/01/2020
FAQ| D. Order Receipt
D28. How should orderType be populated for orders that are received or originated without a specific limit price, but that do not have special handling instructions that include pricing criteria and are not market orders? For example, an order is originated to represent multiple customer orders, but does not have a set limit price.
07/01/2020
Event
Weekly Industry Testing Checkpoint Call (6/30/2020)
06/30/2020
Technical Specifications
CAT Reporting Customer and Account Technical Specifications for Industry Members-LTID v1.1.1 (Clean)
06/30/2020
Event
CAT Technical Specification Working Group Q&A - 6/30/20
06/30/2020
Reference Material
Industry Member Reporting Scenarios (2c) v3.3
06/30/2020
Technical Specifications
Industry Member Reporting Scenarios v2.6 (Redlined)
06/30/2020
Technical Specifications
CAT Reporting Technical Specifications for Industry Members v4.0.0
06/30/2020
Technical Specifications
Customer & Account Technical Specifications for Industry Members DRAFT v2.0
06/30/2020
Technical Specifications
CAT Industry Member Technical Specifications (2d) v4.0.0 (Redlined)
06/30/2020
Technical Specifications
Industry Member Reporting Scenarios v2.6
06/23/2020
Event
Daily Industry Testing Checkpoint Call (6/23/2020)
06/22/2020
Technical Specifications
CAT Reporting Technical Specifications for Industry Members v3.1.0 r4

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A. General
B. Reporting Requirements
C. Definitions
D. Order Receipt
E. Order Routing and Execution
F. Representative Orders
G. Manual Orders
H. ATS
I. Foreign Securities
J. OTC Equity Securities
K. Options
L. Equity Floor Brokers
M. Firm Designated ID
N. Third Party Reporting
O. Technical Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
R. Clock Synchronization
S. Security
T. Production Readiness Testing
U. Allocations
V. CAT Billing
W. Fee Dispute Resolution
All Topics

A. General
B. Reporting Requirements
C. Definitions
D. Order Receipt
E. Order Routing and Execution
F. Representative Orders
G. Manual Orders
H. ATS
I. Foreign Securities
J. OTC Equity Securities
K. Options
L. Equity Floor Brokers
M. Firm Designated ID
N. Third Party Reporting
O. Technical Requirements
P. Feedback and Error Correction
Q. Customer and Account Information
R. Clock Synchronization
S. Security
T. Production Readiness Testing
U. Allocations
V. CAT Billing
W. Fee Dispute Resolution
All Topics